Tax-Efficient Structures

We saved our client millions in taxes through an innovative banking and structured finance transaction.

Client Profile
Our client took his company public through an IPO that created vast wealth for him and family members. One of the challenges he faced was how to successfully convert this newfound wealth in the most tax-advantaged way while minimizing stock market risk.

The Fishman Associates Solution
Our solution design included a structured derivative transaction and exchange fund, coordinated with several leading banking institutions, which effectively enabled our client to convert his low basis stock into cash while minimizing capital gains taxes.