Legal Disclosures and Licensing
Fishman Associates is not a registered investment advisor, law firm, or accounting firm. Fishman Associates is a tradename of Fishman Capital, Inc., a subchapter S corporation organized under the laws of the state of New York. Individuals of Fishman Associates are registered representatives of Securities America, Inc., an NASD registered broker dealer, and/or are investment advisor representatives of Securities America Advisors, Inc., a registered investment advisor.
Securities are offered through Securities America, Inc. member NASD / SIPC. Advisory services are offered through Securities America Advisors, Inc., a registered investment advisor.
As individuals of Fishman Associates are registered representatives of Securities America, Inc., an NASD registered broker dealer; and/or are investment advisor representatives of Securities America Advisors, Inc., a registered investment advisor, these individuals will be able to effect securities transactions and will receive separate, yet customary compensation for effecting any securities transactions.
Further, Fishman Associates and individuals associated thereof, in their separate capacities, are agents and/or brokers for various insurance companies. As such, Fishman Associates and these individuals will be able to receive separate, yet customary commission compensation resulting from implementing insurance and insurance-related product transactions on behalf of advisory clients.
